About Us

Vertex Securities's Story

How we were founded

About Vertex

VERTEX, is a premier brokerage house in India on the fast growth track. In the last one-decade, we have emerged as a powerhouse in the financial services industry. We started functioning in the stock market in 1993. Over the years, we grew from strength to strength to become a major player in India's broking services sector.

Today VERTEX is one of the foremost brokerage houses, being a member of various exchanges in the capital and commodity markets. VERTEX is a member of the National Stock Exchange of India (NSE), the Bombay Stock Exchange, the National Multi Commodity Exchange of India Ltd (NMCEIL), the National Commodities Derivatives Exchange Ltd (NCDEX), and Multi Commodity Exchange of India Ltd (MCX). VERTEX is a full-fledged depository participant of the National Securities Depository Ltd.

VERTEX constantly infuses quality into service. We provide our clients full expertise to play in the market with confidence. They avail full-fledged trading facilities and services through our nation-wide offices in securities and in commodities. To help our clients better, we have located our offices in major towns and placed highly qualified and experienced financial experts to man them. A team of dynamic finance professionals with decades of experience leads them. These professionals share a common vision not only to transform the company into a highly professional organization, but also to make their clients earn the maximum from their hard-earned money.

About Transwarranty

Transwarranty Finance Limited (TFL) is a Mumbai (India) head quartered full service Investment Bank providing a wide range of Financial Services to over 1000 large, small and Medium companies and thousands of retail clients all over India since 1994.Since the activities are diverse and governed by different regulatory authorities, the businesses are structured under Transwarranty Finance Limited as the flagship company and its subsidiary companies.

Transwarranty Finance Limited is a Reserve Bank of India (RBI) registered Non Banking Finance Company (NBFC) with active business in Investment Banking, Corporate Finance, Project Finance, Real Estate & Infrastructure and Trade Finance.

The board of directors of TFL comprises of eminent professionals like former director of Goldman Sachs Mr. Pravin Khatau, and Mr. Kumar Nair (Managing Director), who was part of the core management team in Kotak Mahindra Finance Limited till 1994.

All the retail branches distribute and service the entire suite of retail finance products, which include “Equity Broking”, “Commodity Broking”, “Mutual Funds”, “IPOs”, “Other investment products like RBI Bonds” etc. Other products like “Insurance”, “Personal Loans”, “Forex – Money Changing”, “Money Transfer” etc shall be launched in due course. Over the past 12 years, Transwarranty Group has developed a strong client base comprising of majority of the large and mid cap companies, most of the banks and financial institutions, Mutual funds and Asset Management Companies and thousands of retail clients.

Meet our team


Mr. Kumar Nair


He is B.Sc., F.C.A. & OPM (Harvard Business School). He is also the Managing Director of Transwarranty Finance Limited and has over two decades of experience in Financial Services, Capital Market and Investment Banking. He was a key member of the core senior management team in Kotak Mahindra Finance Limited.




He is B.Com, FCA and has close to 3 decades experience in Audit, Accounting, Capital Market and Investment Banking. He is also the Director and CFOof our Holding Company, Transwarranty Finance Limited.


Mr. Jose Thomas Polachira

Independent Director

He is B.Com, CAIIB, Post Graduate Diploma in Banking,Industrial Relations & Personnel Management, He is an experienced banking professional with over three decades of experience in various aspects of banking and finance. He was also responsible for setting up the HDFC Bank in Kerala.


Mr. James Pothen

Independent Director

He is a Post Graduate in Science with various specialized qualifications in management and banking. He had been with the Reserve Bank of India for over 26 years in various management positions and has many years of director-level experience in Scheduled Commercial Banks.


Ms. Latha Anand

Independent Director

Adv. Latha Anand , daughter of Legal Luminary Dr. B.S. Krishnan, is inducted as Independent Director of Vertex Securities Limited on 12th May, 2015. Advocate and Managing Partner of the Law Firm, M/s. B.S. Krishnan Associates, she specializes in Contracts, Constitution, Arbitration, Labour and Service Laws. Standing Counsel of several Govt. Bodies and Corporate Entities, her Court cases were reported in Legal Journals. Adv. Latha is a renowned Veena Maestro and Vocalist with several stage performances to her credit. She brings to Vertex nearly 3 decades of varied legal knowledge and expertise.


Mr. George Mampilly

Executive Director & CFO

He was earlier Chief Executive Officer of our Company and Director of subsidiary company, Vertex Commodities and Finpro (P) Limited from 2003 to 2007. He was also Chief Executive Officer, of Acumen Group for a period of 10 years. He was working as General Manager of Peninsular Capital Market Limited, a Kerala based share broking Company for five years. He was also Chief Executive of M/s Pat &Company, Cochin based Share Broking firm. He brings along with him rich experience and expertise of 20 years in the financial markets.

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